DID MARC EDMOND HAGGAR CAUSE YOU INVESTMENT LOSSES?

Marc Haggar Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Marc Haggar of UBS Financial Services Inc.?

Marc Haggar (CRD #4146965) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in Dallas, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Marc Haggar was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

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Marc Haggar Customer Complaints

Marc Haggar has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was recently denied by UBS Financial Services and, to date, the customer has not taken any further action. The other complaint is still pending in a FINRA arbitration proceeding.

Allegations Against Marc Haggar

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

Unauthorized sale of investments that were supposed to be held in customer’s account after transfer.
Failure to follow customer’s instructions to retain investments.

Marc Haggar Red Flags & Your Rights As An Investor

Of course, Marc Haggar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Haggar at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Haggar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominick Greco

If you have questions about LPL Financial LLC and/or Dominick Greco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Marc Haggar of UBS Financial Services Inc.