DID ROSS FLOYD HOFFMAN CAUSE YOU INVESTMENT LOSSES?

Ross Hoffman Of Fortune Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Ross Hoffman of Fortune Financial Services, Inc.?

Ross Hoffman (CRD #803445) who is currently registered as a broker and investment adviser with Fortune Financial Services, Inc. and located in Ventura, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fortune Financial Services, Inc., Ross Hoffman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Ross Hoffman Customer Complaints

Ross Hoffman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Royal Alliance Associates in favor of the investor. The other customer complaint was recently filed with Fortune Financial Services for Ross Floyd Hoffman’s alleged misconduct and still pending.

Allegations Against Ross Hoffman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• A 1035 exchange into a new Pacific Life Index Universal Life insurance policy was not suitable.
• Unauthorized transactions.

Ross Hoffman Red Flags & Your Rights As An Investor

Of course, Ross Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ross Hoffman at Fortune Financial Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Ross Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Ross Hoffman

If you have questions about Fortune Financial Services, Inc. and/or Ross Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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