DID MICHAEL DELAFUENTE CAUSE YOU INVESTMENT LOSSES?

Michael Delafuente Formerly With USCA Securities LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Michael Delafuente formerly with USCA Securities LLC?

Michael Delafuente (CRD #5739648) who was formerly registered with USCA Securities LLC and located in Austin, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to USCA Securities LLC, Michael Delafuente was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Michael Delafuente Customer Complaint

Michael Delafuente has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to properly structure clients’ portfolio to meet retirement goals and failure to disclose conflicts of interest related to outside investments made alongside of the financial advisor. The FINRA arbitration proceeding that he was recently filed against USCA Securities for Michael Delafuente’s alleged misconduct  is still pending.

Michael Delafuente Red Flags & Your Rights As An Investor

Of course, Michael Delafuente did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Delafuente at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Delafuente has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Michael Delafuente

If you have questions about USCA Securities LLC and/or Michael Delafuente and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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