DID THOMAS M MURPHY CAUSE YOU INVESTMENT LOSSES?

Thomas Murphy Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct

Who is Thomas Murphy formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Thomas Murphy (CRD #5654189) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Thomas Murphy was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Murphy has had his own employment and regulatory problems. In 2018 he was terminated by Merrill Lynch, Pierce, Fenner & Smith for signing subscription agreements without firm authorization. In 2020 he was suspended for 4 months by FINRA for the same misconduct he was terminated.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Thomas Murphy Customer Complaint

Thomas Murphy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to act in the customer’s best interest and made unsuitable investment recommendation. The FINRA arbitration proceeding filed by the investor against Merrill Lynch, Pierce, Fenner & Smith is still pending.

Thomas Murphy Red Flags & Your Rights As An Investor

Of course, Thomas Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Murphy at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Thomas Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Thomas Murphy

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Thomas Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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