DID TIMOTHY PATRICK SWEENEY CAUSE YOU INVESTMENT LOSSES?

Timothy Sweeney Of Centaurus Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Timothy Sweeney of Centaurus Financial, Inc.?

Timothy Sweeney (CRD #2669172) who is currently registered as a broker and investment adviser with Centaurus Financial, Inc. and located in Santa Barbara, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., Timothy Sweeney was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Timothy Sweeney Customer Complaints

Timothy Sweeney has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Raymond James Financial Services in favor of the investor. Another customer complaint was denied by the brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding that was recently filed and still pending against Centaurus Financial for Timothy Sweeney’s alleged misconduct and still pending.

Allegations Against Timothy Sweeney

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

• Unsuitable recommendation of high risk and illiquid investment.
• Failure to follow customer’s instructions to liquidate.
• Unsuitable trading.

Timothy Sweeney Red Flags & Your Rights As An Investor

Of course, Timothy Sweeney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Sweeney at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Sweeney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Timothy Sweeney

If you have questions about Centaurus Financial, Inc. and/or Timothy Sweeney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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