DID MICHAEL A BATTALINI CAUSE YOU INVESTMENT LOSSES?
Michael Battalini Formerly With World Capital Brokerage, Inc. and Coastal Equities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Michael Battalini formerly with World Capital Brokerage, Inc.?
Michael Battalini (CRD #3204878) who was formerly registered with World Capital Brokerage, Inc. and located in Sewickley, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. He was permitted to resign in April 2023 from World Capital Brokerage for allegedly failing to disclose an arbitration proceeding. Prior to World Capital Brokerage, Inc., Michael Battalini was associated with Coastal Equities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Battalini Customer Complaints
Michael Battalini has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints resulted in a FINRA arbitration proceedings that are still pending.
Allegations Against Michael Battalini
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation of alternative investments.
- Multiple clients filed a single arbitration proceeding concerning unsuitable investment recommendations against the advisor and other registered representatives for unsuitable investment recommendations of direct investments and/or limited partnership interests.
Michael Battalini Red Flags & Your Rights As An Investor
Of course, Michael Battalini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Battalini at World Capital Brokerage, Inc. and Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Battalini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at World Capital Brokerage, Inc. and Coastal Equities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At World Capital Brokerage, Inc. Due To Michael Battalini
If you have questions about World Capital Brokerage, Inc., Coastal Equities, Inc. and/or Michael Battalini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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