DID JOHN GARY BENNETT CAUSE YOU INVESTMENT LOSSES?
John Bennett Of Wells Fargo Clearing Services, LLC And Formerly With First Citizens Investor Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is John Bennett of Wells Fargo Clearing Services, LLC?
John Bennett (CRD #5392768) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, John Bennett was associated with First Citizens Investor Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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John Bennett Customer Complaint
John Bennett has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the structured note recommended and purchase was not liquid and therefore client was unable to take his required minimum distribution for 2022 and beyond. First Citizens Investor Services settled the customer complaint for John Bennett’s alleged misconduct in favor of the investor for almost 100% of the amount demanded.