DID ANTHONY T BUI CAUSE YOU INVESTMENT LOSSES?
Anthony Bui Of J.P. Morgan Securities LLC And Formerly With LPL Financial, LLC, Has A Customer Complaint For Alleged Broker Misconduct
Who is Anthony Bui of J.P. Morgan Securities LLC?
Anthony Bui (CRD #5803348) who is currently registered as a broker and investment adviser with J.P. Morgan Securities LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Anthony Bui was associated with LPL Financial, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Anthony Bui Customer Complaint
Anthony Bui has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor transacted purchases and sales to generate commissions and fees. Wells Fargo Advisors recently denied the customer complaint and thus far, the investor has not taken any further action.