DID DOUGLAS ROBERT COLEMAN CAUSE YOU INVESTMENT LOSSES?
Douglas Coleman Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Douglas Coleman LPL Financial LLC?
Douglas Coleman (CRD #859419) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Littleton, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Douglas Coleman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Douglas Coleman Customer Complaint
Douglas Coleman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to purchase an alternative investment involving real estate securities. The recently filed FINRA arbitration proceeding against LPL Financial for Douglas Coleman’s alleged misconduct is still pending.