DID MICHAEL ROBERT DANDREA CAUSE YOU INVESTMENT LOSSES?
Michael Dandrea Of Sovereign Global Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Michael Dandrea of Sovereign Global Advisors LLC?
Michael Dandrea (CRD #5919930) who is currently registered as a broker and investment adviser with Sovereign Global Advisors LLC and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sovereign Global Advisors LLC, Michael Dandrea was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Michael Dandrea Customer Complaint
Michael Dandrea has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of contract, breach of fiduciary duty, churning, fraud, negligence, unauthorized and unsuitable trading. The complaint was recently filed with Sovereign Global Advisors, LLC and awaiting firm review and response.