DID JAMES TAYLOR DAVIS CAUSE YOU INVESTMENT LOSSES?

James Taylor Of Northwestern Mutual Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is James Taylor of Northwestern Mutual Investment Services, LLC?

James Taylor (CRD #6646090) who is currently registered as a broker with Northwestern Mutual Investment Services, LLC and located in Lexington, Kentucky, is a subject of one of our many securities industry sales practice abuse investigations.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

James Taylor Customer Complaints

James Taylor has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints resettled by Northwestern Mutual Investment Services in favor of the investors. The other customer complaint was recently withdrawn after the customer exercised a contractual right to return the policy under the free look. And received a refund of the premiums paid.

Allegations Against James Taylor

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Failure to provide full disclosure about variable life insurance policy.
• Failure to advise clients related to delivery acknowledgments of 2 variable universal life insurance policies.
• Failure to provide sufficient information for full understanding of variable universal life insurance policy.

James Taylor Red Flags & Your Rights As An Investor

Of course, James Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Taylor at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To James Taylor

If you have questions about Northwestern Mutual Investment Services, LLC and/or James Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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