DID ROBERT NELSON RASBACH CAUSE YOU INVESTMENT LOSSES?
Robert Rasbach Of Kingswood Capital Partners, LLC And Formerly With Benchmark Investments, LLC and David Lerner Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Robert Rasbach of Kingswood Capital Partners, LLC?
Robert Rasbach (CRD #1204704) who is currently registered as a broker with Kingswood Capital Partners, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kingswood Capital Partners, LLC, Robert Rasbach was associated with Benchmark Investments, LLC, David Lerner Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Rasbach Customer Complaints
Robert Rasbach has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by David Lerner and Associates investors took no further action. There are currently two FINRA arbitration proceedings filed against David Lerner Associates for Robert Rasbach’s alleged misconduct that are still pending.
Allegations Against Robert Rasbach
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Unsuitability, misrepresentation and omissions in breach of advisor’s fiduciary duties related to private placement investments.
- Unsuitable recommendations to invest in Energy 11 and Energy 12 private placements.
- Misrepresentation of read investments.
- Unsuitable recommendation to invest in mutual funds.
Robert Rasbach Red Flags & Your Rights As An Investor
Of course, Robert Rasbach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rasbach at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Rasbach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and David Lerner Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Robert Rasbach
If you have questions about Kingswood Capital Partners, LLC, Benchmark Investments, LLC, David Lerner Associates, Inc. and/or Robert Rasbach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...