DID MAI LE NGUYEN CAUSE YOU INVESTMENT LOSSES?
Mai Nguyen Of Cetera Advisor Networks LLC And Formerly With Securian Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Mai Nguyen of Cetera Advisor Networks LLC?
![Mai Nguyen](https://www.secatty.com/wp-content/uploads/2023/03/broker-investment-losses.jpg)
Mai Nguyen (CRD #2852314) who is currently registered as a broker and investment adviser with Cetera Advisor Networks LLC and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Mai Nguyen was associated with Securian Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Mai Nguyen Customer Complaint
Mai Nguyen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Unauthorized purchase of Amazon shares in customer’s account. Securian Financial Services recently denied the customer complaint and thus far, there are no reported FINRA arbitration proceedings filed by the customer.