DID RICHARD ADAM NICHOLAS CAUSE YOU INVESTMENT LOSSES?
Richard Nicholas Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Richard Nicholas of Equitable Advisors, LLC?
Richard Nicholas (CRD #5424644) who is currently registered as a broker and investment adviser with Equitable Advisors, LLC and located in Woodbury, New York, is a subject of one of our many securities industry sales practice abuse investigations.
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Richard Nicholas Customer Complaint
Richard Nicholas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative misrepresented the terms of the variable annuity contract. Equitable Advisors recently denied the customer complaint and to date, there is no evidence that the customer has filed any arbitration proceeding to pursue the claim.