DID RICK A MURGA CAUSE YOU INVESTMENT LOSSES?
Rick Murga Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Rick Murga of J.P. Morgan Securities LLC?
Rick Murga (CRD #4997085) who is currently registered as a broker and investment adviser with J.P. Morgan Securities LLC and located in Whittier, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Rick Murga was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Rick Murga Customer Complaint
Rick Murga has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were unsuitable investment recommendations not in the client’s best interest. J.P. Morgan Securities recently denied the customer complaint and so far, there is no reported action taken by the investor against the brokerage firm or the advisor.