DID AUBREY W LEE JR CAUSE YOU INVESTMENT LOSSES?

Aubrey Lee, Jr. Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Aubrey Lee, Jr. of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Aubrey Lee, Jr. (CRD #1685532) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Farmington Hills, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Aubrey Lee, Jr. Customer Complaints

Aubrey Lee, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and thus far, investors have not taken any further action. There is currently one complaint that was recently filed and still pending with Merrill Lynch Pierce Fenner and Smith for Aubrey Lee’s alleged misconduct.

Allegations Against Aubrey Lee, Jr.

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investment recommendations related to variable annuity contracts.
• Unsuitable investment recommendations related to mutual funds.

Aubrey Lee, Jr.  Red Flags & Your Rights As An Investor

Of course, Aubrey Lee, Jr.  did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aubrey Lee, Jr.  at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to carefully review the activity and performance of their accounts and question whether Aubrey Lee, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aubrey Lee, Jr.

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aubrey Lee, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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