DID TREY ANDREW TOIFEL CAUSE YOU INVESTMENT LOSSES?
Trey Toifel Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Trey Toifel of Cetera Investment Services LLC?
![Trey Toifel](https://www.secatty.com/wp-content/uploads/2023/03/broker-investment-losses.jpg)
Trey Toifel (CRD #5830403) who is currently registered as a broker and investment adviser with Cetera Investment Services LLC and located in Mobile, Alabama is the subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC Trey Toifel was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Trey Toifel Customer Complaints
Trey Toifel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Cetera Investment Services recently denied one of the customer complaints and thus far, does not appear that the investor’s taking any further action. The other customer complaint filed against Cetera Investment Services for Andrew Toifel’s alleged misconduct is still pending in a FINRA arbitration proceeding.
Allegations Against Aubrey Lee, Jr.
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The advisor recommended an overconcentration of unsuitable investments involving structured product notes.
- Failure to disclose illiquidity of an investment (money would be tied up for 5 years) in structured products.