DID ANDREW WADE KITTELSON CAUSE YOU INVESTMENT LOSSES?
Andrew Kittelson Of UBS Financial Services Inc Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Andrew Kittelson of UBS Financial Services Inc?
![Andrew Kittelson](https://www.secatty.com/wp-content/uploads/2023/03/broker-investment-losses.jpg)
Andrew Kittelson (CRD #3122246) who is currently registered as a broker and investment adviser with UBS Financial Services Inc and located in Charlotte, North :Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc Andrew Kittelson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Andrew Kittelson Customer Complaints
Andrew Kittelson has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. Another complaint was recently filed and denied by UBS Financial Services for Andrew Kittelson’s alleged misconduct.
Allegations Against Andrew Kittelson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized trading.
- Misrepresentation of auction rate securities as cash equivalents.