DID MARK DANIEL HEATER CAUSE YOU INVESTMENT LOSSES?
Mark Heater Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct
Who is Mark Heater of Vanguard Marketing Corporation?
Mark Heater (CRD #6895152) who is currently registered as a broker and investment adviser with Vanguard Marketing Corporation and located in Malvern, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Heater Customer Complaint
Michael Henson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements related to a mutual fund investment. Cetera Investment Services recently denied the customer complaint and, to date, no further action has been taken by the investor.
Mark Heater Red Flags & Your Rights As An Investor
Of course, Mark Heater did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Heater at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Mark Heater has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.