DID SCOTT J ROSLONOWSKI CAUSE YOU INVESTMENT LOSSES?
Scott Roslonowski Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Scott Roslonowski of Ameriprise Financial Services, LLC?
Scott Roslonowski (CRD #4795893) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Indian Harbour Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Scott Roslonowski was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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Scott Roslonowski Customer Complaints
Scott Roslonowski has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both arbitration proceedings filed against Ameriprise Financial Services for Scott Roslonowski’s alleged misconduct are still pending.
Allegations Against Scott Roslonowski
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The advisor recommended unsuitable investments including variable annuities, variable universal life Ins. and REITs.
- Unsuitable investment recommendations of REITs, variable annuities and a life insurance policy which lead to unnecessary taxable events.