DID MANUEL RAMOS CAUSE YOU INVESTMENT LOSSES?
Manuel Ramos Of Centaurus Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Manuel Ramos of Centaurus Financial, Inc.?
Manuel Ramos (CRD #1956224) who is currently registered as a broker and investment adviser with Centaurus Financial, Inc. and located in Downey, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., Manuel Ramos was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Manuel Ramos Customer Complaints
Manuel Ramos has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Centaurus Financial in favor of the investor. Manuel Ramos former employers denied 3 other customer complaints and the investor took no further action. There is currently one customer complaint that was recently filed with Centaurus Financial that is awaiting resolution.
Allegations Against Manuel Ramos
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Recommendation of illiquid investments with declining values and high fees involving real estate securities was inappropriate.
- Unsuitable recommendations and misrepresentations by the advisor.
- The fixed index annuity contract was inconsistent with the client’s stated goals and her best interest.
- Fixed index annuity was not suitable at the time of purchase based on client’s specific needs and investment time horizon.
- Registered representative recommended high risk, illiquid investments in oil and gas in real estate securities.
Manuel Ramos Red Flags & Your Rights As An Investor
Of course, Manuel Ramos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Ramos at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Manuel Ramos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Manuel Ramos
If you have questions about Centaurus Financial, Inc. and/or Manuel Ramos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...