DID FIDEL FRANCISCO TREJO JR CAUSE YOU INVESTMENT LOSSES?

Fidel Trejo, Jr. Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Fidel Trejo, Jr. of UBS Financial Services Inc.?

Fidel Trejo, Jr. (CRD #1251352) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Fidel Trejo, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Fidel Trejo, Jr. Customer Complaints

Fidel Trejo, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints settled by UBS Financial Services favors the investor. Another customer complaint was denied by the same brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding still pending against UBS Financial Services for Fidel Trejo’s alleged misconduct.

Allegations Against Fidel Trejo, Jr.

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Recommendation to invest in and hold Puerto Rico closed-end funds in Puerto Rico municipal bonds was unsuitable and that the customer’s account was overconcentrated in Puerto Rico investments.
• Misrepresentation of investment as guaranteed and tax-free.

Fidel Trejo, Jr. Red Flags & Your Rights As An Investor

Of course, Fidel Trejo, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fidel Trejo, Jr.at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Fidel Trejo, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Fidel Trejo, Jr.

If you have questions about UBS Financial Services Inc. and/or Fidel Trejo, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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