| Read Time: 2 minutes | News & Articles |

DID ALEXIS J CRESPO PEREZ CAUSE YOU INVESTMENT LOSSES?

Alexis Crespo Perez Of Oriental Financial Services LLC Has 18 Customer Complaints For Alleged Broker Misconduct

Who is Alexis Crespo Perez of Oriental Financial Services LLC?

Alexis Crespo Perez

Alexis Crespo Perez (CRD #4971693) who is currently registered as a broker and investment adviser with Oriental Financial Services LLC and located in San Juan, ,Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Alexis Crespo Perez Customer Complaints

Alexis Crespo Perez has been the subject of 18 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award in favor of the investor. Another 15 customer complaints were settled by Oriental Financial Services in favor of the investors. Only one customer complaint was denied by the brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding that is still pending against Oriental Financial Services for the advisor’s alleged misconduct.

Allegations Against Alexis Crespo Perez

The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally the same and related to the misrepresentation, misleading statements, unsuitable recommendations, overconcentration of investments in Puerto Rico Bonds in Puerto Rico closed-end bond funds.

Alexis Crespo Perez Red Flags & Your Rights As An Investor

Of course, Alexis Crespo Perez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexis Crespo Perez at Oriental Financial Services LLCon alert to review carefully the activity and performance of their accounts and question whether Alexis Crespo Perez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oriental Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Oriental Financial Services LLC Due To Alexis Crespo Perez

If you have questions about Oriental Financial Services LLC and/or Alexis Crespo Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...