DID ELIZABETH LEARNED FRIANT CAUSE YOU INVESTMENT LOSSES?

Elizabeth Friant Of FNEX Capital, LLC And Formerly With Growth Capital Services, Inc. and Wealthforge Securities LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Elizabeth Friant of FNEX Capital, LLC?

Elizabeth Friant (CRD #2122446) who is currently registered as a broker with FNEX Capital, LLC and located in Indianapolis, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to FNEX Capital, LLC, Elizabeth Friant was associated with Growth Capital Services, Inc., Wealthforge Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Elizabeth Friant Customer Complaint

Elizabeth Friant has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the advisor’s failure to conduct a reasonable basis security analysis which was in breach of her fiduciary duties and negligent. The FINRA Arbitration proceeding was recently filed against Wealthforge Securities for the advisor’s alleged misconduct and is still pending.

Elizabeth Friant Red Flags & Your Rights As An Investor

Of course, Elizabeth Friant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Friant at FNEX Capital, LLC. Growth Capital Services, Inc. and Wealthforge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Friant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FNEX Capital, LLC, Growth Capital Services, Inc. and Wealthforge Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At FNEX Capital, LLC Due To Elizabeth Friant

If you have questions about FNEX Capital, LLC, Growth Capital Services, Inc., Wealthforge Securities LLC and/or Elizabeth Friant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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