DID MICHAEL ROBERT GREENFIELD CAUSE YOU INVESTMENT LOSSES?
Michael Greenfield Of Great Point Capital LLC And Formerly With Newbridge Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Michael Greenfield of Great Point Capital LLC?
Michael Greenfield (CRD #5406611) who is currently registered as a broker with Great Point Capital LLC and located in Chicago, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Great Point Capital LLC, Michael Greenfield was associated with Newbridge Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Greenfield Customer Complaints
Michael Greenfield has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Four customer complaints were settled by Oppenheimer and Co. for Michael Greenfield’s alleged misconduct in favor of the investors. There are currently 2 FINRA arbitration proceedings pending against Newbridge Securities Corporation with the advisor’s alleged misconduct that are still pending.
Allegations Against Michael Greenfield
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Breach of contract, negligence, breach of fiduciary duty, fraud related to alternative investments.
- Failure to procure credit facility or investors real estate projects.
- Misrepresentation.
- Negligence and breach of fiduciary duty relating to purchase of master limited partnerships.
- Negligence in violation of FINRA rules related to purchases of Puerto Rico Bonds.
Michael Greenfield Red Flags & Your Rights As An Investor
Of course, Michael Greenfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Greenfield at Great Point Capital LLC and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Greenfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Great Point Capital LLC and Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Great Point Capital LLC Due To Michael Greenfield
If you have questions about Great Point Capital LLC, Newbridge Securities Corporation and/or Michael Greenfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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