DID AISHKA O LUGO CAUSE YOU INVESTMENT LOSSES?
Aishka Lugo Of UBS Financial Services Inc. Has 21 Customer Complaints For Alleged Broker Misconduct
Who is Aishka Lugo of UBS Financial Services Inc.?
Aishka Lugo (CRD #4419998) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in Tampa, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Aishka Lugo was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Aishka Lugo Customer Complaints
Aishka Lugo has been the subject of 21 customer complaints that we know about seeking to recover investment losses. Eighteen of the customer complaints were settled by the brokerage firm in favor of the investors. UBS Financial Services only denied customer complaints. There is one customer complaint still pending and FINRA arbitration.
Allegations Against Aishka Lugo
All the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses related to the offer and sale of unsuitable and over concentrated and misrepresented Puerto Rico closed-end bond funds and municipal bonds.
Aishka Lugo Red Flags & Your Rights As An Investor
Of course, Aishka Lugo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aishka Lugo at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Aishka Lugo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Aishka Lugo
If you have questions about UBS Financial Services Inc. and/or Aishka Lugo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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