DID BRIAN MERCADO CAUSE YOU INVESTMENT LOSSES?
Brian Mercado Of Newedge Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Brian Mercado of Newedge Securities, Inc.?
Brian Mercado (CRD #5891760) who is currently registered as a broker and investment adviser with Newedge Securities, Inc. and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newedge Securities, Inc., Brian Mercado was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brian Mercado Customer Complaint
Brian Mercado has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where a wire transfer was made from customers trust account without her knowledge or consent and that the accompanying paperwork bearing her signature was tampered with, and that the firm’s call back verification procedures were not followed. Mid Midlantic Capital Corporation recently denied the customer complaint and thus far, it does not appear that the investor has taken any further action.
Brian Mercado Red Flags & Your Rights As An Investor
Of course, Brian Mercado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Mercado at Newedge Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Mercado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newedge Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Newedge Securities, Inc. Due To Brian Mercado
Just because Mid Atlantic Capital Corporation denied the customer complaint does not mean it does not have any merit. If you have questions about Newedge Securities, Inc. and/or Brian Mercado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.