DID SUSAN AAGAARD WHITESELL CAUSE YOU INVESTMENT LOSSES?
Susan Whitesell Of Janney Montgomery Scott LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Susan Whitesell of Janney Montgomery Scott LLC?
Susan Whitesell (CRD #1554608) who is currently registered as a broker and investment adviser with Janney Montgomery Scott LLC and located in Wilkes-Barre, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, Susan Whitesell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Susan Whitesell Customer Complaint
Susan Whitesell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an operational manner that evolved into an arbitration regarding an IRA conversion. The FINRA arbitration proceeding that was recently filed against Janney Montgomery Scott is still pending.
Susan Whitesell Red Flags & Your Rights As An Investor
Of course, Susan Whitesell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Whitesell at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Susan Whitesell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Susan Whitesell
If you have questions about Janney Montgomery Scott LLC and/or Susan Whitesell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.