DID MATTHEW BROOKE WEST CAUSE YOU INVESTMENT LOSSES?
Matthew West Of USCA Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Matthew West of USCA Securities LLC?
Matthew West (CRD #2554449) who is currently registered as a broker and investment adviser with USCA Securities LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to USCA Securities LLC, Matthew West was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Matthew West Customer Complaint
Matthew West has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for losses and missed opportunity related to specific investments in customer’s account. USCA Securities denied the customer complaints last year, and so far, it appears the investor has not taken any further action.
Matthew West Red Flags & Your Rights As An Investor
Of course, Matthew West did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew West at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew West has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Matthew West
If you have questions about USCA Securities LLC and/or Matthew West and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.