DID WILLIAM FRANCIS MORENO CAUSE YOU INVESTMENT LOSSES?
William Moreno Of Revere Securities LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Who is William Moreno of Revere Securities LLC?
William Moreno (CRD #2801621) who is currently registered as a broker with Revere Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Revere Securities LLC, William Moreno was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
William Moreno Customer Complaints
William Moreno has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two customer complaints are settled by Jesup Lamont in favor of the investors. Another customer complaint was denied by Revere Securities in the investor took no further action. Is currently one FINRA arbitration proceeding was recently filed against Revere Securities for William Moreno’s alleged misconduct that is still pending.
Allegations Against William Moreno
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Violations of the Securities Exchange Act of 1934.
- Twisting of life insurance policies, misrepresentations, omissions, breaches of fiduciary duties, and violations of the New York State common and statutory law.
- Unsuitable investment recommendations, excessive margin, excessive concentration securities, excessive commissions, and failure to supervise.
- Failure of fiduciary responsibilities and failure to disclose adequate information related to private placement investment.
William Moreno Red Flags & Your Rights As An Investor
Of course, William Moreno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Moreno at Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Moreno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To William Moreno
If you have questions about Revere Securities LLC and/or William Moreno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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