DID RANDY FARZIN MOSHTAEL CAUSE YOU INVESTMENT LOSSES?
Randy Moshtael Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Randy Moshtael of Oppenheimer & Co. Inc.?
Randy Moshtael (CRD #1036474) who is currently registered as a broker and investment adviser with Oppenheimer & Co. Inc. and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Randy Moshtael was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Randy Moshtael Customer Complaints
Randy Moshtael has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Oppenheimer and Co., Inc. in favor of the investor for Randy Moshtael’s alleged misconduct. The other customer complaint was recently filed against Oppenheimer & Co., Inc. and is still pending the firm’s review and determination.
Allegations Against Randy Moshtael
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to follow customer’s instructions.
- Advisor made excessive, unauthorized, and unsuitable commodities futures contract transactions in his account.
Randy Moshtael Red Flags & Your Rights As An Investor
Of course, Randy Moshtael did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Moshtael at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Randy Moshtael has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Randy Moshtael
If you have questions about Oppenheimer & Co. Inc. and/or Randy Moshtael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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