DID DANIEL ERNEST NEEDLER CAUSE YOU INVESTMENT LOSSES?
Daniel Needler Of U.S. Bancorp Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Daniel Needler of U.S. Bancorp Investments, Inc.?
Daniel Needler (CRD #2723410) who is currently registered as a broker and investment adviser with U.S. Bancorp Investments, Inc. and located in Folsom, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to U.S. Bancorp Investments, Inc., Daniel Needler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Daniel Needler Customer Complaints
Daniel Needler has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by US Bancorp Investments and the investors took no further action. A FINRA arbitration proceeding was recently filed against US Bancorp Investments for Daniel Needler’s alleged misconduct that is still pending.
Allegations Against Daniel Needler
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Poor investment advice resulting in losses.
- Recommendation to withdraw funds from an account.
- Misrepresentations related to withdrawals from an account.
Daniel Needler Red Flags & Your Rights As An Investor
Of course, Daniel Needler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Needler at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Needler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Daniel Needler
If you have questions about U.S. Bancorp Investments, Inc. and/or Daniel Needler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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