DID RODNEY DAVID POTRATZ CAUSE YOU INVESTMENT LOSSES?
Rodney Potratz Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Rodney Potratz of Osaic Wealth, Inc.?
Rodney Potratz (CRD #2367896) who is currently registered as a broker and investment adviser with Osaic Wealth, Inc. and located in Laguna Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Osaic Wealth, Inc., Rodney Potratz was associated with FSC Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Rodney Potratz Customer Complaints
Rodney Potratz has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employers in favor of the investors. The third complaint was recently denied by his current employer Osaic Wealth, Inc. and thus far, the investor has not filed any arbitration claim or taken any other action.
Allegations Against Rodney Potratz
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Closed-end and mutual fund investments were not made in customer’s best interest.
- Unsuitable investment recommendations and authorized trading.
- Inappropriate recommendation of alternative investments.
Rodney Potratz Red Flags & Your Rights As An Investor
Of course, Rodney Potratz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Potratz at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Rodney Potratz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Rodney Potratz
If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Rodney Potratz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...