DID STEPHEN RABINOWITZ CAUSE YOU INVESTMENT LOSSES?
Stephen Rabinowitz Of Fidelity Brokerage Services LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Stephen Rabinowitz of Fidelity Brokerage Services LLC?
Stephen Rabinowitz (CRD #6461236) who is currently registered as a broker and investment adviser with Fidelity Brokerage Services LLC and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services LLC, Stephen Rabinowitz was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Stephen Rabinowitz Customer Complaint
Stephen Rabinowitz has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer received incorrect information prior to agreeing to a managed account solution. Fidelity Brokerage Services recently denied the customer complaint, and it does not appear that the investor has filed any arbitration proceeding or taken any other action so far.
Stephen Rabinowitz Red Flags & Your Rights As An Investor
Of course, Stephen Rabinowitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Rabinowitz at Fidelity Brokerage Services LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Rabinowitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Stephen Rabinowitz
Just because Fidelity Brokerage Services denied the customer complaint does not mean it does not have any merit. If you have questions about Fidelity Brokerage Services LLC, UBS Financial Services Inc. and/or Stephen Rabinowitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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