DID DAVID ANDREW WARD CAUSE YOU INVESTMENT LOSSES?
David Ward Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is David Ward of Wells Fargo Clearing Services, LLC?
David Ward (CRD #5924877) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in Raleigh, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, David Ward was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
David Ward Customer Complaint
David Ward has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an investment of funds borrowed against an insurance policy that trustee alleges to be inappropriate. The customer complaint was recently filed with Wells Fargo Advisors and is awaiting its review and determination.
David Ward Red Flags & Your Rights As An Investor
Of course, David Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Ward at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To David Ward
If you have questions about Wells Fargo Clearing Services, LLC and/or David Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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