DID BERNARD JAMES WATERS CAUSE YOU INVESTMENT LOSSES?
Bernard Waters Of Herbert J. Sims & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Bernard Waters of Herbert J. Sims & Co., Inc.?
Bernard Waters (CRD #1811175) who is currently registered as a broker with Herbert J. Sims & Co., Inc. and located in Fairfield, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Herbert J. Sims & Co., Inc., Bernard Waters was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Bernard Waters Customer Complaint
Bernard Waters has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where private placement investments were not in the best interest of the customer. The FINRA arbitration proceeding was recently filed against Herbert J. Sims and Co. for Bernard Waters alleged misconduct and still pending.
Bernard Waters Red Flags & Your Rights As An Investor
Of course, Bernard Waters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bernard Waters at Herbert J. Sims & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Bernard Waters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co., Inc. Due To Bernard Waters
If you have questions about Herbert J. Sims & Co., Inc. and/or Bernard Waters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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