DID STEPHEN LYNDELL SMITH CAUSE YOU INVESTMENT LOSSES?
Stephen Smith Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Stephen Smith of Wells Fargo Clearing Services, LLC?
Stephen Smith (CRD #5958481) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in Columbus, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Stephen Smith Customer Complaint
Stephen Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor violated various duties through in action to prevent unauthorized trading in an account of an elderly client with declining health. The FINRA arbitration proceeding was recently filed and is still pending against Wells Fargo Clearing Services for Stephen Smith’s alleged misconduct.
Stephen Smith Red Flags & Your Rights As An Investor
Of course, Stephen Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Smith at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Stephen Smith
If you have questions about Wells Fargo Clearing Services, LLC and/or Stephen Smith and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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