DID JEFFREY ALAN GIELAU CAUSE YOU INVESTMENT LOSSES?
Jeffrey Gielau Of Fortune Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Jeffrey Gielau of Fortune Financial Services, Inc.?
Jeffrey Gielau (CRD #2378363) who is currently registered as a broker with Fortune Financial Services, Inc. and located in Orange, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fortune Financial Services, Inc., Jeffrey Gielau was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Gielau has had his own regulatory problems in the past. He was the subject of 4 regulatory actions brought by state securities or insurance divisions or alleged misconduct. In some proceedings, he was suspended and others he was fined.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jeffrey Gielau Customer Complaints
Jeffrey Gielau has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Thrivent Investment Management in favor of the investor for Jeffrey Gielau’s alleged misconduct. The other 2 customer complaints were recently denied by Fortune Financial Services and so far, the investors have not taken any further action.
Allegations Against Jeffrey Gielau
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Recommendation of variable annuity contracts with excessive fees.
- Advisor took advantage of client’s health to inappropriately withdraw money from her annuity.
- Advisor mismanaged customer’s account.
Jeffrey Gielau Red Flags & Your Rights As An Investor
Of course, Jeffrey Gielau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Gielau at Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Gielau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Jeffrey Gielau
If you have questions about Fortune Financial Services, Inc. and/or Jeffrey Gielau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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