DID STACY MARI GOLDSMITH CAUSE YOU INVESTMENT LOSSES?
Stacy Goldsmith Of Herbert J. Sims & Co, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Stacy Goldsmith of Herbert J. Sims & Co, Inc.?
Stacy Goldsmith (CRD #1416323) who is currently registered as a broker and investment adviser with Herbert J. Sims & Co, Inc. and located in Red Bank, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Herbert J. Sims & Co, Inc., Stacy Goldsmith was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Stacy Goldsmith Customer Complaints
Stacy Goldsmith has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaints was settled by Herbert J. Sims and Co. in favor of the investors or Stacy Goldsmith’s alleged misconduct. The other 3 customer complaints were recently filed in FINRA arbitration proceedings against Herbert J. Sims and Co., for Stacy Goldsmith’s alleged misconduct and is still pending.
Allegations Against Stacy Goldsmith
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendation to purchase private placement.
- Private placement investment recommendation was not in customer’s best interest.
- Recommendations to purchase private placements was an unsafe recommendation.
Stacy Goldsmith Red Flags & Your Rights As An Investor
Of course, Stacy Goldsmith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stacy Goldsmith at Herbert J. Sims & Co, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stacy Goldsmith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co, Inc. Due To Stacy Goldsmith
If you have questions about Herbert J. Sims & Co, Inc. and/or Stacy Goldsmith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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