DID CHARLES DONALD LOMBARDI JR CAUSE YOU INVESTMENT LOSSES?
Charles Lombardi, Jr. Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Charles Lombardi, Jr. of Morgan Stanley?
Charles Lombardi (CRD #2846847) who is currently registered as a broker and investment adviser with Morgan Stanley and located in New Haven, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Charles Lombardi, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Charles Lombardi, Jr. Customer Complaints
Charles Lombardi, Jr. has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Morgan Stanly and the investor took no further action. There is currently 1 customer complaint that was recently filed with Morgan Stanley that is still under review and pending.
Allegations Against Charles Lombardi, Jr.
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Excessive trading.
- Unauthorized withdrawals from customer account.
Charles Lombardi, Jr. Red Flags & Your Rights As An Investor
Of course, Charles Lombardi, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lombardi, Jr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Charles Lombardi, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Charles Lombardi, Jr.
If you have questions about Morgan Stanley and/or Charles Lombardi, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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