DID BRIAN JAMES MARIASH CAUSE YOU INVESTMENT LOSSES?
Brian Mariash Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Brian Mariash of UBS Financial Services Inc.?
Brian Mariash (CRD #4371979) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in Sarasota, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Brian Mariash was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brian Mariash Customer Complaints
Brian Mariash has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employer’s in favor of the investors for his misconduct. There is currently one customer complaint which was recently filed with Merrill Lynch, Pierce, Fenner & Smith for Brian Mariash’s alleged misconduct that is awaiting the firm’s review and determination.
Allegations Against Brian Mariash
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Advisor was not acting in customer’s best interest and selling equity indexed annuities to them.
- Improper IRA distributions leading to tax penalties.
- Customer was paying for GMIB Rider that was not actually purchased with variable annuity contract.
Brian Mariash Red Flags & Your Rights As An Investor
Of course, Brian Mariash did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Mariash at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Mariash has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Brian Mariash
If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Mariash and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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