DID SHON IVAN MCLAIN CAUSE YOU INVESTMENT LOSSES?
Shon McLain Of MML Investors Services, LLC And Formerly With Equity Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Shon McLain Of MML Investors Services, LLC?
Shon McLain (CRD #4141062) who is currently registered as a broker and investment adviser with MML Investors Services, LLC and located in Sarasota Springs, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Shon McLain was associated with Equity Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Shon McLain Customer Complaint
Shon McLain has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative falsely told customer, the beneficiary of an IRA, that other products for our IRA rollover were not available, and a lump-sum distribution was required. Equity Services, Inc. recently denied the customer complaint and so far, the investor has not filed any arbitration proceeding or taken any other action.
Shon McLain Red Flags & Your Rights As An Investor
Of course, Shon McLain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shon McLain at MML Investors Services, LLC and Equity Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shon McLain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Equity Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Shon McLain
If you have questions about MML Investors Services, LLC, Equity Services, Inc. and/or Shon McLain and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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