DID JONATHAN D. FREEZE CAUSE YOU INVESTMENT LOSSES?
Jonathan D. Freeze Formerly With Fortune Financial Services, Inc. And Summit Brokerage Services, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years
Who is Jonathan D. Freeze Formerly With Fortune Financial Services, Inc. And Summit Brokerage Services, Inc.?
Jonathan Freeze (CRD # 2642023) who was formerly registered with Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. and working from offices located in Canonsburg, Pennsylvania and Fredericksburg, Virginia is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. Jonathan Freeze was once associated with and terminated by LPL Financial, LLC, another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. In 2017, Jonathan Freeze was permanently barred by FINRA from association with any broker-dealer.
Fortune Financial Services, Inc. And Summit Brokerage Services, Inc. Broker Misconduct
In his career, Jonathan Freeze has been the subject of 9 customer complaints that we know about, all 9 of those complaints were filed in the last two years to recover investment losses. Thus far, none of Jonathan Freeze’s customer complaints have been settled in favor of investors.
One complaint was summarily denied by his former employer and not pursued by the customer. There are currently 8 pending customer complaints filed against Jonathan Freeze and former employer Fortune Financial Services, Inc. for investment losses caused by his alleged misconduct.
Allegations Against Jonathan D. Freeze
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Claimant alleges that Mr. freeze facilitated the authorized liquidation of a client’s account to purchase promissory notes.
- Selling Away and investment known as Alternative Energy Holdings.
Jonathan D. Freeze Red Flags & Your Rights as An Investor
Of course, Jonathan Freeze did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Freeze at Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Freeze has engaged in any stockbroker misconduct that may have caused them investment losses.
The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. And Summit Brokerage Services, Inc.
If you have questions about Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. and/or Jonathan Freeze and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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