DID MARK STEWART CAUSE YOU INVESTMENT LOSSES?
Mark Stewart Of M. Stevens Securities, LLC And Formerly With Kingswood Capital Partners, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Mark Stewart of M. Stevens Securities, LLC?
Mark Stewart (CRD #2074085) who is currently registered as a broker and investment adviser with M. Stevens Securities, LLC and located in Irvine, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to M. Stevens Securities, LLC, Mark Stewart was associated with Kingswood Capital Partners, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Stewart Customer Complaint
Mark Stewart has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor violated federal securities laws, California securities laws, and committed common law fraud and breach of fiduciary duty and was otherwise negligent. The customer complaint was filed against Accelerated Capital Group and resulted in an arbitration award in favor of the investor.
Mark Stewart Red Flags & Your Rights As An Investor
Of course, Mark Stewart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Stewart at M. Stevens Securities, LLC and Kingswood Capital Partners, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Stewart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M. Stevens Securities, LLC and Kingswood Capital Partners, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At M. Stevens Securities, LLC Due To Mark Stewart
If you have questions about M. Stevens Securities, LLC, Kingswood Capital Partners, LLC and/or Mark Stewart and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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