DID ROBERT PAUL SMITH CAUSE YOU INVESTMENT LOSSES?
Robert Smith Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Robert Smith of Equitable Advisors, LLC?
Robert Smith (CRD #1033817) who is currently registered as a broker with Equitable Advisors, LLC and located in Laguna Niguel, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Robert Smith was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Smith Customer Complaint
Robert Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to misrepresentations of annuity policies. Equitable Advisors recently denied the customer complaint, and thus far, the investor has not taken any further action.
Robert Smith Red Flags & Your Rights As An Investor
Of course, Robert Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Smith at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Robert Smith
If you have questions about Equitable Advisors, LLC and/or Robert Smith and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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