DID CHRISTOPHER RONALD WELLS CAUSE YOU INVESTMENT LOSSES?
Christopher Wells Of Purshe Kaplan Sterling Investments And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Christopher Wells of Purshe Kaplan Sterling Investments?
Christopher Wells (CRD #4630658) who is currently registered as a broker and investment adviser with Purshe Kaplan Sterling Investments and located in Austin, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments, Christopher Wells was associated with Equitable Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Christopher Wells Customer Complaint
Christopher Wells has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation to purchase a REIT investment in customer’s account. The FINRA arbitration proceeding was recently filed against Equitable Advisors for Christopher Wells alleged misconduct and still pending.
Christopher Wells Red Flags & Your Rights As An Investor
Of course, Christopher Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Wells at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Christopher Wells
If you have questions about Purshe Kaplan Sterling Investments, Equitable Advisors, LLC and/or Christopher Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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