DID JAMES DAVID VAVONESE CAUSE YOU INVESTMENT LOSSES?
James Vavonese Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is James Vavonese of MML Investors Services, LLC?
James Vavonese (CRD #5411110) who is currently registered as a broker and investment adviser with MML Investors Services, LLC and located in Syracuse, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, James Vavonese was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Vavonese Customer Complaint
James Vavonese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the advisor was not working, and customer’s best interest regarding purchase of variable annuity contract and mutual funds. The customer alleged that the advisor’s advice was poor. The Complainant recently registered the complaint with MML Investors Services in waiting for the broker-dealer’s response.
James Vavonese Red Flags & Your Rights As An Investor
Of course, James Vavonese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Vavonese at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Vavonese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To James Vavonese
If you have questions about MML Investors Services, LLC and/or James Vavonese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...