DID JOHN FRANCIS RODA CAUSE YOU INVESTMENT LOSSES?
Customer Complaints For Alleged Broker Misconduct
Who is John Roda of Cambridge Investment Research, Inc.?
John Roda (CRD #1787657) who is currently registered as a broker and investment adviser with Cambridge Investment Research, Inc. and located in Flint, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., John Roda was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Roda Customer Complaints
John Roda has been the subject of 2 customer complaints that we know about seeking to recover investment losses. At both customer complaints were denied by John Roda’s former employers in sofar neither investor has taken any further action.
Allegations Against John Roda
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The adviser mishandled funds that belonged to the customer by placing his siblings as beneficiaries on his mother’s account.
- Failure to disclose surrender charges a variable annuity contract.
John Roda Red Flags & Your Rights As An Investor
Of course, John Roda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Roda at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Roda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To John Roda
If you have questions about Cambridge Investment Research, Inc. and/or John Roda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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