DID RICK A SMITH CAUSE YOU INVESTMENT LOSSES?
Rick Smith Of State Farm VP Management Corp Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Rick Smith of State Farm VP Management Corp?
Rick Smith (CRD #2913784) who is currently registered as a broke with State Farm VP Management Corp and located in Indianapolis, Indiana, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Rick Smith Customer Complaints
Rick Smith has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both recently filed customer complaints are being reviewed and still pending with State Farm VP Management Corp.
Allegations Against Rick Smith
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Theft.
- Insurance coverage was added without the customer’s consent.
Rick Smith Red Flags & Your Rights As An Investor
Of course, Rick Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Smith at State Farm VP Management Corp on alert to review carefully the activity and performance of their accounts and question whether Rick Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At State Farm VP Management Corp Due To Rick Smith
If you have questions about State Farm VP Management Corp and/or Rick Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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