DID DAVID E TRIMBLE CAUSE YOU INVESTMENT LOSSES?
David Trimble Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is David Trimble of Equitable Advisors, LLC?
David Trimble (CRD #5848398) who is currently registered as a broker and investment adviser with Equitable Advisors, LLC and located in Troy, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, David Trimble was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
David Trimble Customer Complaints
David Trimble has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Equitable Advisors in favor of the investor for David Trimble’s alleged misconduct. Another customer complaint was denied by AXA Advisors and the investor took no further action. There is currently one FINRA arbitration proceeding that was recently filed against Equitable Advisors for David Trimble’s alleged misconduct that is still pending.
Allegations Against Matthew Stucke
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation of breach investment.
- Unsuitable recommendations and misrepresentations in connection with the purchase of securities.
- Misrepresentation of tax implications associated with surrender of traditional insurance policy to purchase a variable policy.
David Trimble Red Flags & Your Rights As An Investor
Of course, David Trimble did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Trimble at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Trimble has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To David Trimble
If you have questions about Equitable Advisors, LLC and/or David Trimble and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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